Financial intermediaries play a crucial role in the financial system, acting as middlemen between savers and borrowers. These entities - which include banks, credit unions, mutual funds, financial ...

Alternative investments and exchange-traded funds are also expected to see more demand Read more at The Business Times.

The industry is still determining what "best practice" is in terms of due diligence and oversight - and it's not there yet. What is the role of technology for both large and small firms and how should ...

Section 546(e) of the bankruptcy code prohibits a bankruptcy trustee from avoiding “settlement payment[s]”, or payments “made in connection with a securities contract,” that are “made by or to (or for ...

Despite the volatility of the markets in recent weeks, nearly a third of financial intermediaries are choosing to invest more in equity funds, according to a new survey. Twenty-nine percent of the 174 ...

The Securities and Exchange Commission has decided to take another look at a portion of its new redemption fee rule, a development that would likely relieve a tremendous burden from the shoulders of ...

Pete Rathburn is a copy editor and fact-checker with expertise in economics and personal finance and over twenty years of experience in the classroom. Investopedia / Julie Bang A clearinghouse is a ...

Financial services firms play a critically important role in the global economy. They finance investment, facilitate payments, and help firms and households save and manage risk. These financial ...

NEW YORK and LONDON, July 14, 2020 /PRNewswire/ -- Responding to the urgent need for financial institutions globally to comply with the European Commission's (EC's) updated Shareholder Rights ...

Institutions to step up their governance and transparency standards, and suggested that greater collaboration between regulators and market participants would help to protect investors and maintain ...

RADNOR, Pa.--(BUSINESS WIRE)--Lincoln Financial Group (NYSE: LNC) announced the appointment of Joe Mrozek as national sales manager for the Intermediary Retirement Plan Services division of Lincoln ...